CITIC Securities Company Limited (hereinafter referred to as “CITIC Securities” or the “Company”) adheres to the concept of environmental friendliness and is committed to reducing the environmental impact of its operations through environmental measures using energy conservation. This policy applies to CITIC Securities and its subsidiaries.

I. Philosophy

CITIC Securities advocates green office and green operations. The Company incorporates resource conservation concepts into daily management for improving resource efficiency, reducing emissions, increasing environmental awareness, and enhancing the transparency of environmental information disclosure.

II. Action

·Enhance resource efficiency

Actively use new technologies and products to improve energy efficiency;

Strengthen equipment management in office areas and adopt energy and water saving equipment to reduce energy and water consumption;

Advocate green and electronic offices and reduce paper usage, etc.;

Promote the sharing of office resources and maximize the efficiency of office resource utilization.

·Reduce emissions

Gradually increase the usage proportion of renewable energy in the operating premises and reduce carbon emissions through renewable energy procurement and other feasible methods;

Strive to reduce the waste generated in the Company’s operations, and dispose of office and food waste separately in accordance with government and industry requirements;

Prioritizing the use of recyclable disposables.

· Raise environmental protection awareness

Adopt various ways to promote the concept of energy conservation and environmental protection, raise employees’ awareness, and promote energy conservation and environmental protection practices.

·Target setting and data disclosure

Monitor data on office resource efficiency and waste, set targets and review them on a regular basis, and elaborate relevant data and targets internally and externally.