Social Responsibility Management System

CITIC Securities is committed to implementing national strategies, serving the real economy, and creating greater value for society. Our vision is to become a domestically leading and internationally first-class Chinese investment bank most trusted by clients around the world. We will actively fulfil our corporate social responsibilities from the dimensions of robust operation, sustainable finance, employee development, environmental protection, and contribution to society, to create value for customers, shareholders, employees, society and other stakeholders.

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Robust Operation

CITIC Securities adheres to the principles of standardized operation, diligence and responsibility, customer first, and practices compliance management, prevents money laundering risks, attaches importance to honest practice, and provides customers with high-quality services. We improve suitability management, deeply promote investor education, and standardize supply chain management to safeguard the company's interests and promote the Company's stable and healthy development.

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Sustainable Finance

CITIC Securities is committed to sustainable economic growth and recognizes the important role of the financial sector for this end. We take the initiatives to make responsible investment and issue green bond in support of sustainable economic society.

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Environment-Friendly

CITIC Securities actively implements the green operation concept and adopts a series of environmental protection measures to save energy and reduce emissions in offices and data centers to minimize the environmental impact of its operations. The Company implements green procurement and gives priority to environment-friendly products. The Company encourages employees to set up environmental protection consciousness and adheres to the philosophy of ecological civilization in an effort to promote living in harmony with nature.

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Employee Development

CITIC Securities focuses on caring for employees and is committed to providing a comfortable workplace for employees. The Company sets up a strong career development platform for employees to achieve a common progress between the Company and employees.

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Giving Back to Society

CITIC Securities is committed to improving people’s livelihood, actively fulfils its social responsibilities, responds to national policies and development strategies, and enthusiastically supports social welfare undertakings to serve the public with financial services. The Company gives full play to business advantages and empowers national development with financial services, enthusiastically supports social welfare undertakings, and actively fulfils social responsibilities by means such as donating funds to support education, helping the poor, paying attention to socially disadvantaged groups, and engaging in environmental protection.

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Comprehensive Poverty Alleviation

The year 2020 marked a milestone for building a moderately prosperous society in an all-round way, and the end to the battle against poverty. CITIC Securities always remains true to the original aspiration, and acts upon the national poverty alleviation strategy. We have gradually formed our own poverty alleviation philosophy and practices. By pooling the resources at all levels in the Company’s system, we act as a reliable adviser for poverty-stricken areas and the poor people on the path to poverty alleviation, focus on targeted poverty alleviation, and seek suitable and feasible methods to give effective help to the front line of poverty alleviation.

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Fight against COVID-19 through Various Measures

COVID-19 brought huge impacts to the society. CITIC Securities actively takes on the responsibilities as a large securities company to ensure the stable advancement of pandemic prevention and control and security services at the same time. We made active contributions to the pandemic prevention and control and the economic development while providing stable customer services and safeguarding employees’ health and safety.

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Sustainable Development Policies

CITIC Securities has established and continuously improved its sustainable development policy system. We integrated the concept of sustainable development into all aspects of daily operation and management, promoting long-term sustainability for both the company and society. The Development Strategy and ESG Committee of the Board of Directors approves the policies and takes responsibility for supervising. The Company Management coordinates the policy implementation of functional departments and subsidiaries, together they carry out and promote sustainable development work.

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