Mr. ZHANG Youjun Party Committee Secretary, Executive Director and Chairman

Mr. ZHANG joined the Company upon its establishment in 1995, and was appointed as Executive Director and Chairman on 19 January 2016. Mr. ZHANG also serves as Assistant to the General Manager of CITIC Group, CITIC Limited and CITIC Corporation Limited; Vice Chairman of CITIC Financial Holdings. Mr. ZHANG previously served as Associate Manager, Deputy President, President, Director of the Company; General Manager of Changsheng Fund; General Manager and Chairman of CSC Financial; Director of the Board Office of CITIC Group; Chairman of CSI and ChinaAMC. Mr. ZHANG obtained a Bachelor's Degree in Economics from Renmin University of China in 1987 and a Master's Degree in Economics from Central University of Finance and Economics in 1990.

Mr. ZOU Yingguang Deputy Party Committee Secretary, Executive Director, President and Executive Member

Mr. ZOU joined the Company in 2017, and was appointed as Executive Director on 12 December 2024. Mr. ZOU also serves as Chairman of ChinaAMC. Mr. ZOU previously worked as Assistant to the General Manager of the Bonds Business Department and Head of the Fixed Income Department, Executive Committee Member of CSC Financial; Head of the FICC Department, Executive Member and Party Committee Member of the Company; Party Committee Member, Executive Director, Executive Committee Member, and Chief Financial Officer of CSC Financial. Mr. ZOU obtained a Bachelor's Degree in Medicine from Capital Medical University in 1994, a Master's Degree in Economics from Central University of Finance and Economics in 2000 and a Master's Degree in Business Administration from China Europe International Business School in 2012.

Mr. ZHANG Changyi Deputy Party Committee Secretary, Executive Director and Chairman of the Labor Union

Mr. ZHANG joined the Company in 2018 and was appointed as Executive Director on 19 December 2025. Mr. ZHANG also serves as Chairman of Goldstone Zexin. Mr. Zhang previously worked in the Education Department and the General Office of the Ministry of Construction, the General Office of the State Council; and served as Chairman of the Supervisory Committee of the Company. Mr. ZHANG obtained a Bachelor's Degree in Engineering from Northwest Institute of Construction Engineering in 1989 and obtained a Master's Degree in Engineering from Harbin University of Civil Engineering and Architecture in 1999.

Ms. LI Yi (formerly known as LI Ruyi) Non-executive Director

Ms. LI was appointed as Non-executive Director of the Company on 19 December 2025. Ms. LI also serves as Non-executive Director of CITIC Group, CITIC Limited, CITIC Corporation Limited and CITIC Financial Holdings. Ms. LI previously worked as Editor of Anyang Daily of Henan Province; Deputy Director of Anyang Municipal Commission for Discipline Inspection of Henan Province; Division Director of the Academic Affairs Office of the Beidaihe Campus of China Academy of Discipline Inspection and Supervision of the Central Commission for Discipline Inspection ("CCDI") and the National Commission of Supervision; Division Director of the Inspection Office, Level II Bureau Rank Official of the Party Committee and Deputy Director of the Cadre Education Center of the Ministry of Finance. Ms. LI obtained a Bachelor's Degree in Arts from Henan University in 1992.

Mr. LIANG Dan Non-executive Director

Mr. LIANG was appointed as Non-executive Director of the Company on 19 December 2025. Mr. LIANG also serves as Administrative Director of CITIC Limited and Director of the General Office (Party Committee Office) of CITIC Group. Mr. LIANG previously served as Deputy Division Director in the Second Discipline Inspection and Supervision Office of the CCDI, Director of the Comprehensive Office of the Discipline Inspection and Supervision Bureau stationed at the former China Food and Drug Administration by the CCDI and the Ministry of Supervision; Deputy Party Committee Secretary, Vice Chairman, and General Manager of CITIC Real Estate; and Director of the Party-Masses Affairs Department of CITIC Group. Mr. LIANG obtained a Bachelor's Degree in Engineering from Beijing Technology and Business University in 2001 and a Doctoral Degree in Economics from Southwestern University of Finance and Economics in 2011.

Mr. ZHANG Xuejun Non-executive Director

Mr. ZHANG was appointed as Non-executive Director of the Company on 19 December 2025. Mr. ZHANG also serves as General Manager of the Financial Management Department of CITIC Group and CITIC Limited, and concurrently serves as Chairman of the Supervisory Committee of CITIC Guoan Industrial Group Co., Ltd. and Director of CITIC Myanmar (Hong Kong) Holding Limited. Mr. ZHANG previously served as General Manager of the Treasury Department and the Finance Department of CITIC Group, and undertook exchange assignments at the Hong Kong headquarters of HSBC and the London Metal Exchange. Mr. ZHANG obtained a Bachelor's Degree in Agronomy from Anhui Agricultural University in 1992 and a Master's Degree in Economics from the Central University of Finance and Economics in 1999. Mr. ZHANG obtained the qualifications of China Certified Public Accountant, China Certified Tax Accountant and Senior Accountant.

Ms. FU Linfang Non-executive Director

Ms. FU was appointed as Non-executive Director of the Company on 13 April 2022. Ms. FU also serves as Deputy General Manager of the Strategy and Investment Management Department of CITIC Group, and Director of CITIC Construction and CITIC Huachuang Real Estate. Ms. FU previously served as Assistant to the General Manager of the Strategic Development Department and Division Director of the Secretariat of the Strategic Investment Committee of CITIC Group; Director of CITIC Finance and CITIC Industrial. Ms. FU obtained a Bachelor's Degree in Economics from Tianjin University of Commerce in 1997, a Master's Degree in Management from Nankai University in 2000, and a Master's Degree in Business Administration ("MBA") from the University of Bath in 2006.

Mr. ZHAO Xianxin Non-executive Director

Mr. ZHAO was appointed as Non-executive Director of the Company on 13 April 2022. Mr. ZHAO also serves as General Manager of the Risk Compliance Department of CITIC Financial Holdings. Mr. ZHAO previously served as Deputy Director-General of the Monetary Policy Bureau II and the Macro-Prudential Policy Bureau of the People's Bank of China; and Deputy General Manager of the Risk Compliance Department of CITIC Group. Mr. ZHAO obtained a Bachelor's Degree in Science from Nanjing University in 1992, a Master's Degree in Economics from Renmin University of China in 1995, and a Doctoral Degree in Economics from Peking University in 2000.

Mr. WU Yonggao Non-executive Director

Mr. WU was appointed as Non-executive Director of the Company on 13 March 2026. Mr. WU also serves as Deputy Party Committee Secretary, Vice Chairman, Director and General Manager of Yuexiu Capital; Vice Chairman and General Manager of Guangzhou Yuexiu Capital; Chairman and Legal Representative of Yuexiu Industrial Investment; Director and General Manager of Yuexiu Financial International; and Director of each of Guangzhou AMC and Yuexiu Industrial Investment Fund. Mr. WU previously served as Deputy General Manager of the Finance Department of Yuexiu Group; Deputy General Manager, Chief Financial Officer, Employee Director and Board Secretary of Yuexiu Capital; Deputy General Manager and Chief Financial Officer of Guangzhou Yuexiu Capital. Mr. WU obtained a Bachelor's Degree in Economics from Tongji University in 1998, and a Master's Degree in Law from Sun Yat-sen University in 2007. Mr. WU is qualified as a Chinese Certified Public Accountant, a Chinese Certified Tax Agent and an Intermediate Accountant.

Mr. LI Qing Independent Non-executive Director

Mr. LI was appointed as Independent Non-executive Director of the Company on 29 June 2021. Mr. LI also serves as Chair Professor and Head of the Department of Computing of the Hong Kong Polytechnic University. Mr. LI previously served as Assistant Professor, Associate Professor and Tenured Professor of the City University of Hong Kong. Mr. LI was the founding Director of the Multimedia-software Engineering Research Center ("MERC") of the City University of Hong Kong, set up and served as Manager of the Mobile Information Management Division at the CityU R&D Center in Zhuhai, established and served as General Manager and Chairman of Zhuhai Faster Software Technology Ltd. Mr. LI obtained a Bachelor's Degree in Engineering from Hunan University in 1982, and both a Master's and Doctorate in Computer Science from the University of Southern California in 1985 and 1988, respectively.

Mr. SHI Qingchun Independent Non-executive Director

Mr. SHI was appointed as Independent Non-executive Director of the Company on 13 April 2022. Mr. SHI also serves as Associate Professor of the School of Management of Lanzhou University, Editorial Board Member of the magazine"Western China Quality Education" and Independent Director of Yellow River P&C Insurance. Mr. SHI graduated from Lanzhou University of Finance and Economics in Accounting in 2002, obtained a Master's degree in Management from Lanzhou University in 2006, and a Doctoral Degree in Management from Xi'an Jiaotong University in 2011.

Mr. ZHANG Jianhua Independent Non-executive Director

Mr. ZHANG was appointed as Independent Non-executive Director of the Company on 30 December 2022. Mr. ZHANG is an expert entitled to the Special Government Allowance of the State Council, also serves as Researcher and Doctoral Supervisor of the Tsinghua University PBC School of Finance and Director of Research Center for Financial Development and Regtech of Tsinghua University PBC School of Finance; Editor-in-Chief of the "Tsinghua Financial Review"; Independent Director of Capital Securities, Bank of Sanxiang, China Credit Trust, CCB Pension, China Life (Group); Counselor of the People's Bank of China. Mr. ZHANG previously served as Director-General of the Research Bureau of the People's Bank of China; Deputy Party Committee Secretary, Director and President of BRCB, Deputy Party Committee Secretary, Director and President of HXB. Mr. ZHANG obtained a Bachelor's Degree in Engineering from Tsinghua University in 1987, graduated from the postgraduate program of the Research Institute of the People's Bank of China in 1989, and obtained a Doctoral Degree in Management from Tsinghua University in 2003.

Mr. LIU Qiao Independent Non-executive Director

Mr. LIU was appointed as Independent Non-executive Director of the Company on 19 December 2025. Mr. LIU also serves as Professor of Guanghua School of Management of Peking University("PKU"), Independent Director of Midea Group and Everbright Bank, Vice President of China Capital Market Society and concurrently the Director of the Market Microstructure Specialized Committee, Member of the National Expert Committee for the "14th Five-Year Plan" and "15th Five-Year Plan", Member of the Expert Advisory Committee of the National Bureau of Statistics, Member of the Economic Research Center of the Revolutionary Committee of the Chinese Kuomintang ("RCCK"), and Chairman of the S&P China Index Expert Committee. Mr. LIU previously served as Assistant Professor of the School of Economics and Finance, and Associate Professor (with tenure) of the School of Economics and Business Administration of The University of Hong Kong; Independent Director of Capital Eco, China Merchants Bank; Consultant of the Asia-Pacific Financial and Strategic Consulting Center of McKinsey & Company;Dean of Guanghua School of Management of PKU. Mr. LIU obtained a Bachelor's Degree in Science from Renmin University of China in 1991, a Master's Degree in Economics from the Graduate School of the People's Bank of China in 1994, and a Ph.D. in Economics from the University of California, Los Angeles ("UCLA") in 2000.

Ms. LI Lanbing Independent Non-executive Director

Ms. LI was appointed as Independent Non-executive Director of the Company on 19 December 2025. Ms. LI also serves as Director of the Strategic Development Department and Research Fellow at the Institute of Economics and Social Development of Nankai University, Standing Director of the China Regional Science Association, Standing Director of the China Regional Economic Association, Standing Director of the Chinese Society for Quantitative Economics, and External Director of Tianjin Guoheng Investment Holdings Co., Ltd.. Ms. LI previously served as Research Fellow at the Institute of Urban and Regional Economics of School of Economics, and Deputy Director of the Institute of Economics and Social Development of Nankai University; and External Director of Tianjin Jinzhi State-Owned Capital Investment Operation Co., Ltd., Tianjin Hebei District Urban Construction Development Group Co., Ltd. and Tianjin Hebei District Industrial Development Group Co., Ltd., respectively. Ms. LI obtained a Bachelor's Degree, a Master's Degree and a Doctoral Degree in Economics from Nankai University in 2000, 2003 and 2006, respectively.

Mr. SHI Liang Employee Director and Deputy Head of the FICC Department

Mr. SHI joined the Company in 2019, and was appointed as Employee Director on 19 December 2025. Mr. SHI previously served as Head of Investment Advisory Business in the FICC Department of CSC Financial, Product Director in the FICC Department of the Company, and Head of the FICC Department of CSI. Mr. SHI obtained a Bachelor's Degree in Science from Shanghai University in 2007 and a Master's Degree in Science from The University of Edinburgh in 2008.

Mr. ZOU Yingguang

(Please see his biography as set out in "Executive Directors")

Mr. SHI Benliang Party Committee Member, Executive Member, Chairman of Wealth Management Committee ("WMC") and Head of the Strategic Account Department

Mr. SHI joined the Company in 2000, and previously served as Head of the Planning and Finance Department, Chief Financial Officer of the Company; Director of CSI and CLSA B.V.. Mr. SHI also serves as Director of CLSA Limited, ChinaAMC, CITIC Securities Shandong and CITIC Securities South China; Executive Director, General Manager, Legal Representative of Jintong Securities; Chairman of Sichuan Xingjun Industrial Investment; Vice Chairman of Eighth Session of Securities Brokerage and Wealth Management Professional Committee of Securities Association of China; Vice Chairman of Banking Accounting Society of China; and Vice Chairman of Council of Shenzhen Wealth Management Association. Mr. SHI obtained a Bachelor's Degree in Economics from Shanghai University of Finance and Economics in 1997 and a Master's Degree in Economics from Nankai University in 2000.

Mr. ZHANG Hao Party Committee Member, Chief Financial Officer, Executive Member

Mr. ZHANG joined the Company in 1997 and previously served as General Manager of the Shanghai Branch Office, Chief Marketing Officer of the Company; Party Committee Secretary and Chairman of CITIC Futures. Mr. ZHANG also serves as Director of CITIC Securities AM; Vice Chairman of Eighth Session of Talent Development Professional Committee of Securities Association of China; Risk Committee Member of China Financial Futures Exchange. Mr. ZHANG was awarded title of"Skilled Young Worker of State-owned Enterprises" in 2001. Mr. ZHANG obtained a Bachelor's Degree in Engineering from Shanghai Jiao Tong University in 1991 and a MBA from Shanghai Jiao Tong University in 2001.

Mr. ZHU Yexin Party Committee Member, Executive Member and Head of the Research Department

Mr. ZHU joined the Company in 2008 and previously served as Investment Banking Committee ("IBC") Member, Party Committee Member of Investment Bank and Head of the Strategy and Planning Department of the Company. Mr. ZHU also serves as Director of CSI and CLSA B.V.; Strategic Development Committee Member of Sixth Session of Council of SSE; First Session of International Market and Opening-up Professional Committee Member of China Capital Market Society. Mr. ZHU obtained a Bachelor's Degree in Engineering from Shanghai Jiao Tong University in 2005, and a Master's Degree in Management from Shanghai Jiao Tong University in 2008.

Mr. CHEN Zhiming Party Committee Member, Executive Member

Mr. CHEN previously worked at CSC Financial and Guorong Securities. He joined the Company in 2017, and previously served as FICC Department Head of the Company. Mr. CHEN also serves as Party Committee Secretary and Director of CITIC Futures,Director of CSI and CLSA B.V. Mr. CHEN obtained a Bachelor's Degree and a Master's Degree in Management from Dongbei University of Finance and Economics in 2006 and 2008, respectively.

Mr. WANG Junfeng Board Secretary, Deputy Secretary of Disciplinary Inspection Committee, Director of the Party-Masses Affairs Department and Head of CEO Office

Mr. WANG joined the Company in 1999 and previously served as Officer of Headquarter of People's Bank of China, Deputy General Manager of the Brokerage Management Department of the Company, and Business Coordination Supervisor of CEO Office. Mr. WANG also serves as Board Secretary of CITIC Securities AM; the Representative of Corporate Member of Third Session of Council of China Association for Listed Companies; and Vice Chairman of Eighth Session of Development Strategy, Reputation and Brand Maintenance Profession Committee of Securities Association of China. Mr. WANG obtained a Bachelor's Degree in Economics from Zhengzhou University in 1990 and a Master's Degree in Economics from Research Institute of People's Bank of China (currently known as PBC School of Finance, Tsinghua University) in 1997.

Mr. LI Jiong Member of Senior Management

Mr. LI joined the Company in 1996 and previously served as Prime Service Business Head, Chief Financial Officer, Chief Treasurer, Treasury Department Head of the Company, and Director of CSI. Mr. LI also serves as Chief Financial Officer of CITIC Securities AM, and Non-executive Director of Top Eminent Healthcare Group Limited (formerly known as CLSA Premium Limited). Mr. LI obtained a Bachelor's Degree in Economics from University of International Business and Economics in 1992 and a MBA from Tsinghua University in 2000.

Mr. ZHONG Fei Chief Compliance Officer

Mr. ZHONG joined the Company in 2000, previously served as Co-Head of the Planning and Finance Department of the Company; Head of the Treasury Department, CFO of CLSA; Supervisor of CITIC Futures; and Head of the Audit Department of the Company. Mr. ZHONG also serves as Chief Compliance Officer of Jintong Securities and CITIC Securities AM. Mr. ZHONG obtained a Bachelor's Degree in Economics from the University of International Business and Economics in 1998, and a Master's Degree in Business Administration from Chinese University of Hong Kong in 2011. Mr. ZHONG was qualified as a CPA in the PRC in 2001.

Mr. YANG Haicheng Chief Risk Officer and Head of the Risk Management Department

Mr. YANG joined the Company in 2006, previously served as Deputy Head of Equity Derivatives Business Line and Prime Service Business Line of the Company. Mr. YANG also serves as Chief Risk Officer of Jintong Securities and CITIC Securities AM; Vice Chairman of the Eighth Session of Risk Management Professional Committee of Securities Association of China; Risk Management Committee Member of Sixth Session of Council of SSE; Risk Management Committee Member of Securities Association of China; First Session of Market Stability and Risk Prevention Committee Member of China Capital Market Society. Mr. YANG obtained a Bachelor's Degree in Science from Peking University in 2000, and a Doctor's Degree in Science from Graduate School of Chinese Academy of Sciences in 2005.

Mr. YU Xinli Chief Information Officer and Head of Information Technology Center

Mr. YU joined the Company in 1999 and previously served as Head of the Operations Management Department and the Market Research Department of Brokerage Business Development and Management Committee (later renamed as WMC), Head of the Research Department of the Company. Mr. YU also serves as Director of E-Capital Transfer; Director and Legal Representative of CITIC Securities Information and Quantitative Service (Shenzhen) Co., Ltd.; Chief Information Officer of CITIC Securities South China and CITIC Securities AM. Mr. YU obtained a Bachelor's Degree in Engineering from Beihang University in 1996, a Master's Degree in Engineering from Graduate School of Chinese Academy of Sciences in 2011, and an Executive Master's Degree in Business Administration from Tsinghua University in 2017.

Mr. SUN Yi Executive Member, Party Secretary of Investment Banking and Director of IBC

Mr. SUN joined the Company in 1998, and previously served as Deputy General Manager of the Investment Banking Department of the Company; Managing Director of CSI; Head of the Operations Department, the Equity Capital Market Department and the Transport Industry Group of IBC of the Company; Deputy General Manager of ChinaAMC; General Manager of China Capital Management; IBC Member, Head of Financial Institutions and Technology Group and the Mergers & Acquisitions Business Line of IBC of the Company; Deputy Director and Co-Director of IBC of the Company. Mr. SUN also serves as Director of CITIC Securities (Hong Kong) and CLSA Limited; Vice Chairman of the Eighth Session of Investment Banking Professional Committee of Securities Association of China; the First Session of the Innovation and Development Professional Committee Member of China Capital Market Society; and the Second Session of the Securities Issuance and Underwriting Self-discipline Committee Member of BSE. Mr. SUN obtained a Bachelor's Degree in Economics from Jiangxi University of Finance and Economics in 1993 and a Master's Degree in Economics from Xiamen University in 1996.

Mr. XUE Jirui Executive Member

Mr. XUE joined the Company in 2000 and previously served as Head of Equity Derivatives Business Line, Prime Service Business Line and the Equity Investment Department of the Company. Mr. XUE also serves as Director of ChinaAMC. Mr. XUE obtained a Bachelor's Degree, a Master's Degree and a Doctoral Degree in Economics from Renmin University of China in 1997, 2000 and 2006, respectively.

Mr. YANG Bing Executive Member

Mr. YANG joined the Company in 1999, and previously served as Head of Asset Management Business of the Company, and Director of ChinaAMC. Mr. YANG currently also serves as Party Committee Secretary and Chairman of CITIC Securities AM; Vice Chairman of the Eighth Session of Professional Committee for Subsidiaries of Securities Association of China; Director of Asset Management Association of China; and Director of Beijing Asset Management Association. Mr. YANG obtained a Bachelor's Degree in Engineering from Nanchang University in 1993 and a Master's Degree in Economics from Nanjing University in 1999.

Mr. LI Yongjin Executive Member

Mr. LI joined the Company in 1998 and previously served as General Manager of CITIC Securities (Zhejiang) Co., Ltd and Zhejiang Branch Office; Director of ChinaAMC; Chairman of WMC of the Company; Director of CITIC Futures, CITIC Securities Shandong and CITIC Securities South China; Executive Director and General Manager of Jintong Securities; Executive Director of CITICS Investment Services. Mr. LI obtained a Bachelor's Degree and a Master's Degree in Economics from Dongbei University of Finance and Economics in 1992 and 2000, respectively.

Mr. LI Chunbo Executive Member

Mr. LI joined the Company in 2001 and previously served as Head of the Research Department and Equity Sales and Trading Department(later renamed as Institutional Equity Department) of the Company. Mr. LI also serves as Chairman and Chief Executive Officer of CSI; Director of CLSA B.V. and CLSA Limited; Vice Chairman of the Eighth Session of International Business Professional Committee of the Securities Association of China. Mr. LI obtained a Bachelor's Degree in Engineering and a Master's Degree in Management from Tsinghua University in 1998 and 2001, respectively.

Mr. GAO Yuxiang Member of Senior Management and Chief Equity Investment Officer

Mr. GAO joined the Company in 2004 and previously served as IBC Member and Vice Chairman, Head of Infrastructure and Real Estate Group, Infrastructure, Real Estate and Services Group of IBC of the Company; Executive Director of Xinjiang Equity Trading Center; Director of Zhongzheng International and Bona Film. Mr. GAO also serves as Secretary of the General Party Branch of CITIC Goldstone. Mr. GAO graduated from Qingdao Radio and Television University in Financial Accounting in 1990, and obtained a Bachelor's Degree in Economics from Peking University in 1995, and a Doctoral Degree in Economics from Beijing Jiaotong University in 2004. Mr. GAO obtained qualification of Technical Specialty of Senior Economist in 2006.